Six 6 years of progressively responsible experience in the job offered or related occupation utilizing compliance and risk analytics experience in institutional trading sales, investment banking, institutional broker dealer or FCMswap dealer businesses; working in Quality Assurance processes; identifying, tracking, and reporting compliancerelated issues and risks within the financial services industry; working with Federal and State laws applicable to nonUS banks operating in the U.S., SEC registered brokerdealers, futures commission merchants, swap dealers and registered investment advisors; processing raw data, performing analysis, and developing and maintaining reports for Executive audiences; working with statistics, data collection, querying and graphical reporting; working with business intelligence, reporting, and programming tools including Microsoft Power BI, Tableau, Python, and VBA; utilizing experience with relational databases, data modeling and using unstructured data. Telecommuting andor working from home may be permissible pursuant to company policies. When not telecommuting, must report to work site. In the alternative, employer will accept a Masters degree in one of the abovelisted fields and four 4 years of experience in the abovelisted skills. Any suitable combination of experience of education, training or experience is acceptable.
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