MINIMUM EXPERIENCEEDUCATION REQUIREMENTSbr br Minimum Requirements Masters degree or the foreign equivalent in Legal Studies, Finance, Accounting or related field, and 24 months of experience in the job offered or related role.br br Alternate Requirements Bachelors degree or the foreign equivalent in Legal Studies, Finance, Accounting or related field, and 60 months of experience in the job offered or related role.br br Special Skills Two 2 years of experience in each of the followingbr br a Preparing and submitting regulatory filings with United States regulatory and selfregulatory organizations, including the Securities and Exchange Commission SEC, Commodity Futures Trading Commission CFTC, National Futures Association NFA, Federal Reserve, and European Securities and Markets Authority ESMA;br b Maintaining Restricted and Watch Lists; andbr c Utilizing Order Management Systems and Trade Surveillance Systems, including Geneva, Charles River, Actimize, Position Viewer, ComplySci and Bloomberg.br br Experience may be concurrent.br br Telecommuting may be permitted.
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