Part H, Number 10B Riskbased CFTC, NFA, and SEC regulatory compliance analysis and testing experience, including experience analyzing incidentsissues, regulatory audit findings, and subcertifications and corresponding internal controls.br br Part H, Number 14 Prior experience must include 2 years working with DoddFrank Title VII; 2 years working with CFTCs swap dealer and SECs securitybased swap dealer regulations; 2 years working with NFAs swap dealer regulations and reporting obligations; and 2 years working with complex derivatives and financial products, including OTC swaps, securitybased swaps, exchangetraded swaps, futures, and physical commodities.br br Employer will accept any suitable combination of education, training, or experience.

Categories: eb3

0 Comments

Leave a Reply

Avatar placeholder

Your email address will not be published. Required fields are marked *