Bachelors or higher degree in Accounting, Finance, Economics, Business Administration, or related field willing to accept foreign education equivalent plus eighteen months of internal controls, risk management, and auditing experience. Experience must include eighteen months of executing SOC1SSAE18 engagements; serving as liaison between financial audit teams and controls testing teams in order to validate and execute regulatory requirements laid out by audit teams; performing audits under Generally Accepted Auditing Standards GAAS, AICPA auditing standards, SarbanesOxley, US SEC financial reporting, brokerdealer regulatory requirements, and banking regulatory requirements; performing process analysis and documentation, and developing effective testing procedures to evaluate the operating effectiveness of relevant internal controls; collecting supporting evidence, including documents, invoices, purchase orders, and contracts, to assess deficient controls, inefficiencies, fraud, and noncompliance with Generally Accepted Accounting Principles GAAP and SOX; assisting with assessing the impact of internal control deficiencies on overall financial statement audit procedures and the opinions issued for internal controls over financial reporting in compliance with Section 404 of the SOX Act of 2002; conducting interviews with process owners, creating process narratives, identifying key process controls, and identifying mitigation process for noted gaps; identifying gaps in processes and activities, and recommending remediation based on the costbenefit relationship of risk and control recommendations; participating in segregation of dutiesrelated audits, including reviewing assigned business access controls over access privileges; and mentoring and coaching junior team members. Position requires 25 domestic travel.br br From H.10B due to character limitation Advisory Senior Consultant or related occupation gaining internal controls, risk management, and auditing experience.
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