Bachelors degree or foreign equivalent in Technology Management, Business Administration, or a related field of study and one 1 year of experience in the job offered or as a Securities Specialist, Associate Analyst, Senior Financial Analyst, or a related occupation. Position requires experience with the following An understanding of the finance industry financial products; Knowledge of brokerdealer operations concepts such as Stock Record, DTC, Seg, and Trade Lifecycle; Communicating effectively with colleagues in the Front Office, Middle Office, and external counterparts clients; Microsoft Office; Projectlevel deliverables; Managing firm risk; Regulatory requirements related to 15c33; Working with and managing Offshore staff; Data analytics and querying including MS Excel, MS Access or SQL; Back Office functional knowledge experience with large platform conversions. Employer will accept any suitable combination of education, experience, or training.

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